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Changes to the AUSIEX Financial Services Guide (FSG) effective 18 May 2026

We have made some changes to the AUSIEX Financial Services Guide, which will take effect from 18 May 2026.

Section/Clause Current New

Date Issued

16 December 2025

18 May 2026

PART A – Financial Services Guide

None

AUSIEX Cash Account

AUSIEX holds the funds in Your AUSIEX Cash Account on Your behalf in a trust account with Australia and New Zealand Banking Group Limited, ABN 11 005 357 522, AFSL 234527 (ANZ). ANZ is an Authorised Deposit-taking Institution (ADI) regulated by the Australian Prudential Regulation Authority (APRA). AUSIEX holds funds in the AUSIEX Cash Account on trust in accordance with the Corporations Act 2001 (Cth). AUSIEX is the legal holder of the account and acts as trustee of the client money for the benefit of the account holders.

The AUSIEX Cash Account is a deposit and payment product designed to support your investment and trading activities. It is generally intended for retail clients and is used in connection with your trading account to facilitate settlement of transactions and the holding of client funds.

PART A - How are any fees or other benefits calculated for providing the financial services?

Our primary source of income is from the brokerage paid on transactions made through our services. The fees and other benefits that we receive and pay are outlined in Part B of this FSG.

Our primary source of income is from the brokerage paid on transactions made through our services. We may also receive fees and earn margin income in relation to cash accounts held with us, including the AUSIEX Cash Account. The fees and other benefits that we receive and pay are outlined in Part B of this FSG.

ADVISER PART B

SCHEDULE OF FEES TO AUSTRALIAN INVESTMENT EXCHANGE LIMITED

None

AUSIEX Cash Account – Fees and Charges

The AUSIEX Cash Account is used to facilitate the holding of client funds and settlement of transactions in connection with your trading account.

How we are paid

AUSIEX earns revenue in connection with the AUSIEX Cash Account primarily through:

  • margin earned on cash balances held in your account, being the difference between the interest (if any) paid to you and the return earned by AUSIEX on those balances; and
  • fees charged for certain transactions and services, as outlined below.

A. Fees

The following fees apply:

Fee Type Fee
Staff-assisted transfers $30
Dishonour fees $30
Same-day RTGS payments $30
Paper statements $8 per statement
Ad hoc service requests $60 per hour

We may vary these fees from time to time where we have a legitimate business reason to do so. We will notify you of any material changes in accordance with applicable law.

B. Interest and Margin

Balances held in the AUSIEX Cash Account may earn interest.

AUSIEX may earn a margin on these balances. This margin is the difference between:

  • the interest rate (if any) paid to clients; and
  • the return earned by AUSIEX on those funds.

The interest rate applicable to your account may vary depending on factors including your account type, balance, and other relevant considerations.


Published: 18 May 2026


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