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  • About Us
    • About Us
      With over 25 years of experience in the local market and the backing of a multinational trading technology powerhouse, we’re AUSIEX – one of Australia’s leading providers for financial institutions, intermediaries, advisers and industry participants.
      • Who We Are
        With an unwavering focus on delivering quality outcomes for financial institutions and intermediaries, we aspire to be Australia’s leading wholesale broker.
      • Our Team
        With decades of industry experience, our dedicated and passionate team of over 250 people are what sets our business apart.
      • Working With Us
        Interested in joining our diverse team? Take a closer look at our values and see what makes us tick.
      • Who We Work With
        We work with a wide range of clients including thousands of advisers, brokers, and many large institutions.
  • News & Insights
    • News & Insights
      Keep your finger on the pulse with Australian market updates, insights and reports, upcoming IPO listings and important news from AUSIEX.
      • Market News
        Daily market and economic updates, investment insights and reports on the Australian market.
      • IPO News
        Review current and recent Initial Public Offerings and Capital Raisings.
      • Site News
        Product news, system updates and important information related to AUSIEX website and services.
      • AXIS
        Latest industry insights on the market, investments, and trading to inspire, inform and educate.
      • Media Centre
        News, media releases and announcements from AUSIEX.
  • Products & Solutions
    • Products & Solutions
      From flexible, seamless trade execution to more efficient onboarding, reporting and customised equities administration tools, our goal is to help our clients grow their businesses with solutions that provide an edge.
      • Trading
        Trade through our website, add the power of AUSIEX to your own platform or leverage our scale with a share trading website under your own brand.
      • Client Onboarding
        Drive efficiency with a straight-through client onboarding experience through our platform or bespoke service.
      • Data & Reporting Services
        Access your data your way with detailed reports via our platform, or data feeds directly into your own platform or planning software.
      • Back Office Services
        Make our experience your advantage with AUSIEX back office solutions, tailored to fit your needs.
  • Contact Us
    • Contact Us
      Located in Brisbane, Melbourne, Perth and Sydney and servicing the whole of Australia, our experienced team are ready to help.
      • New Enquiries
        Let’s talk about how we can partner with you to help grow your business and the wealth of your clients.
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        Support is just a call (or click) away.
      • Forms
        All account application and maintenance forms for advisers and clients.

Our Team

We understand you

The deep industry knowledge and experience of our team means that — from small advisory firms to Australia's largest financial institutions — we understand the world you operate in and the challenges you face.

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Providing
people-powered
solutions

With decades of industry experience, we have a depth and breadth of knowledge within the Australian equities market.

The AUSIEX difference

Our dedicated and passionate team of over 250 people are what sets our business apart. Located across Brisbane, Melbourne, Perth and Sydney and servicing the whole of Australia, our team are guided by our clear vision and values, all of which put our clients at the heart of what we do. Put simply, we work collaboratively behind the scenes to get the best result for your business.

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The leadership team

AUSIEX is led by an experienced, multi-skilled and progressive leadership team, who are driven to combine our unrivalled expertise and scale with the best solutions.

In this role, Eric is focused on leading AUSIEX towards its vision of becoming Australia’s leading provider of trading and asset administration solutions by combining local experience and international capability.

An internationally experienced executive, Eric has over 25 years’ experience spanning financial markets, wealth management and banking.

Before taking on his current role, Eric led CommSec Adviser Services, the wholesale arm of CommSec, from 2013. Prior to this, he successfully and profitably led the Leveraged Equities’ Margin Lending business through the Global Financial Crisis.

Eric is a Graduate of the Australian Institute of Company Directors (GAICD).

In his role, Patrick will oversee AUSIEX's financial operations and performance and strategic direction. In addition, he will lead the teams responsible for Human Resources and Corporate IT. Patrick is also a Director and member of the AUSIEX Board.

Patrick is a senior executive with significant global experience and achievements in high growth fintech businesses. Prior to taking on his current role Patrick held Executive roles, most notably at GBST Limited an ASX listed company, Virgin Money Australia and JDV Limited.

In this role, Andrew leads the Australia-wide team responsible for the sales, servicing, and onboarding of financial advisers and dealer groups. Andrew also leads the Product team, who manage AUSIEX’s product suite, as well as designing and developing new strategic initiatives and new product offerings.

An inclusive and consultative high-energy leader with expertise in sales strategy, product and service, Andrew joined AUSIEX in March 2010.

Andrew’s career spans over 25 years, and prior to his current role he held positions with Asgard, Colonial First State, Select Asset Management and Commonwealth Bank.

Andrew holds a Bachelor of Commerce from Deakin University.

In this role, Stephen leads the team responsible for the business development and key commercial relationship management for AUSIEX’s Institutional clients.

An innovative and driven leader with a keen focus on change and technology, Stephen has over 20 years’ experience in the Australian equities markets working with both major banks as well as technology led disruptors.

Prior to joining AUSIEX in March 2021, he led significant value proposition and platform change at JBWere and was the co-founder of Liquidnet’s Australian business, driving both business operations and the company’s overall vision.

Stephen holds a Bachelor of Finance from the University of Notre Dame (USA).

In this role, Mat leads the teams responsible for AUSIEX’s domestic, derivative and international execution, capital markets, and client engagement and enablement desks.

Mat is also a Responsible Manager within AUSIEX’s Australian Finance Services Licence.

A values-based and results-driven leader with over 15 years of experience in financial markets, Mat joined AUSIEX in April 2014 after spending seven years working with CommSec. He is focused on leading high performing and diverse teams, and leveraging technology to deliver exceptional customer experiences.

Mat holds a Master of Applied Finance and a Master of Business Administration.

In this role, Kerensa leads the Finance team, who empower AUSIEX to make effective decisions by providing accurate, timely financial information and analytics.

Kerensa brings to AUSIEX over 25 years of experience across financial services and technology companies. Prior to taking on her current role in October 2020, she was Chief Financial and Operations Officer of Brandon Capital Partners and Principal of On Point CFO.

An empowering and people-orientated leader, Kerensa is passionate about managing growth and change to build a successful business.

She holds a Bachelor of Commerce (Hons), is a Certified Practising Accountant (CPA), and a Graduate of the Australian Institute of Company Directors (GAICD).

In this role, Amanda leads the teams responsible for customer experience, business insights, marketing, digital design and content, and communications and community.

Amanda joined AUSIEX in March 2008 and brings to the team a focus on driving meaningful change and unlocking potential. Amanda uses her more than 20 years of experience and expertise in marketing, project management, leading transformational change and customer centric-design to make a difference for the AUSIEX business and have a positive impact on our clients.

Amanda holds a Bachelor of Science (Hons) in Psychology and a Post Graduate Diploma in Commerce, specialising in Organisational Change and Management.

In this role, Karin leads the teams responsible for AUSIEX’s end-to-end operations support. Market Operations manage portfolio administration services, account origination and maintenance, sponsorship and deceased estates, settlements, bookings, corporate actions, exchange traded options (ETOs), Initial Public Offerings (IPOs) and placements.

Karin is also a Responsible Manager within AUSIEX’s Australian Finance Services Licence.

An open and authentic leader with over 27 years of dedicated experience in operations and a keen focus on diversity and inclusion, Karin joined AUSIEX in October 2002.

She holds a Bachelor of Accounting.

In this role, Fiona leads the team responsible for AUSIEX’s people-related programs, systems and processes to support the business today and for the future.

An expert in designing and delivering HR initiatives to support businesses in transition, Fiona joined AUSIEX in September 2020. She has over 20 years’ experience across a range of industry sectors, including executive roles with Telstra and News Corp.

Prior to joining AUSIEX, Fiona was General Manager of Leadership, Talent & Employee Experience with Commonwealth Bank.

Fiona holds a Bachelor of Science (Psychology) and is a Graduate of the Australian Institute of Company Directors (GAICD).

In this role, he leads the teams responsible for Information Technology (IT) operations, platform development and project delivery.

A pioneering online share trading and wealth management IT Architect, Mark joined JDV Ltd, which would later become AUSIEX, in 1999. Mark is a decisive, strategic and people-orientated leader, who brings over 28 years of experience and a successful record of accomplishment in delivery excellence to AUSIEX.

Mark holds a Bachelor of Science (Hons) in IT from the University of Salford.

In this role, he leads strategic planning for the business.

Prior to taking on his current role, Hiroki led the ex-Japan business development and alliances strategy for NRI’s Securities Solutions Division.

Hiroki has 15 years of experience in capital markets technology in Japan.

He holds a Bachelor of Arts in International Relations from International Christian University and Master of Business Administration from Oxford University.

In this role, Stephen leads the team responsible for providing strategic legal and governance services and advice to the business.

An experienced general counsel, senior leader and strategic adviser, Stephen has 30 years' experience in private practice, in-house and leadership roles across broad areas of law and business.

He has previously held senior roles in key Australian financial institutions, including General Counsel, MLC & NAB Wealth and Senior Legal Counsel for AMP. In his most recent role prior to joining AUSIEX, he was a Consultant for Ashurst in the highly regarded financial regulation practice, where he advised a range of financial services institutions on compliance with their regulatory obligations and the management of dealings with regulators.

Stephen holds a Bachelor of Laws from University of Technology Sydney. He was admitted as a Solicitor in 1987 and holds an Unrestricted Practicing Certificate (Corporate and Government).

Paul Williams is Head of Risk & Compliance for AUSIEX.

In this role, Paul leads the team who are responsible for AUSIEX’s end-to-end risk and compliance management.

A senior finance executive, Paul joined AUSIEX in August 2021 and brings over 20 years' experience working in financial services organisations across investment banking, wealth management, and asset management. He joined AUSIEX from BT Financial Group, where he was Head of Risk and Governance – Platforms, Investments & Operations. Prior to this, he held senior roles at Commonwealth Bank, UBS, and St George.

Paul is a Certified Practising Accountant and holds a Bachelor of Business (Accounting) and a Graduate Diploma in Management.